Hart Publishing
Regulating (From) the Inside: The Legal Framework for Internal Control in Banks and Financial Institutions
Product Code:
9781849465250
ISBN13:
9781849465250
Condition:
New
$154.01
Regulating (From) the Inside: The Legal Framework for Internal Control in Banks and Financial Institutions
$154.01
This book examines a key aspect of the post-financial crisis reform package in the EU and UK-the ratcheting up of internal control in banks and financial institutions. The legal framework for internal controls is an important part of prudential regulation, and internal control also constitutes a form of internal gate-keeping for financial firms so that compliance with laws and regulations can be secured. This book argues that the legal framework for internal control, which is a form of meta-regulation, is susceptible to weaknesses, and such weaknesses are critically examined by adopting an interdisciplinary approach. The book discusses whether post-crisis reforms adequately address the weaknesses in regulating internal control and proposes an alternative strategy to enhance the 'governance' effectiveness of internal control.
| Author: Iris H-Y Chiu |
| Publisher: Hart Publishing |
| Publication Date: Oct 08, 2015 |
| Number of Pages: 360 pages |
| Binding: Hardback or Cased Book |
| ISBN-10: 1849465258 |
| ISBN-13: 9781849465250 |
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